Identity and governance

The fee, the manager, and the voting record live in three different filings. The parent firm lives in a fourth register.

What this covers. The share class, the managing firm, the adviser of record, the owner behind that adviser, and how the fund votes.

The files.

• Fund reference: an entry per share class, identified by fund_isin (the ISIN). Name, exchange ticker, CUSIP, vehicle type, currency, listing exchange, and the identifiers linking the other files: portfolio_id, fund_parent_id, series_id, registrant_cik. 90k+ share classes.
• Fund parent reference: the managing firm as the Global LEI Foundation records the entity — legal name, LEI, incorporation country, headquarters, lifecycle status. 1,200+ firms.
• Fund profile: the disclosed facts per share class — minimum investment, whether the vehicle tracks an index, adviser and sub-advisers, declared objective, portfolio manager names, and the latest proxy-voting posture.
• Fund managers: an entry per portfolio, capacity, and manager — the portfolio managers listed in the prospectus and the advisers listed in the annual census, with tenure as the filing disclosed. 23k+ manager entries, start dates populated on 98%.
• Fund advisers: an entry per investment-management firm per regulator — registration details, regulatory assets under management, phone, and website. 17k+ firm entries.
• Fund proxy summary: an entry per portfolio, proxy year, and vote category drawn from Form N-PX — matters voted, votes with and against management, shareholder proposals. 4,500+ entries.

Sources. Portfolio manager names and start dates come from the fund's SEC filings, primarily Form N-CEN. Adviser details come from the adviser's own Form ADV. Parent-firm identity resolves from SEC registrant filings, matched to the Global LEI Foundation record.

See the shape of a live fund: the overview of IVV. Read why share classes of a fund can differ in risk. Download sample files.